Initial Invasions:
On September 1, Germany invaded
Poland from the west. Within the first few days of the invasion, Germany began
conducting massacres of Polish and Jewish civilians and POWs. These executions
took place in over 30 towns and villages in the first month of German
occupation. The Luftwaffe also took part by strafing fleeing civilian refugees
on roads and carrying out a bombing campaign. The Soviet Union assisted German
air forces by allowing them to use signals broadcast by the Soviet radio
station at Minsk, allegedly "for urgent aeronautical experiments".
Hitler declared at Danzig: Poland never will rise again in the form of the
Versailles treaty. That is guaranteed not only by Germany, but also ... Russia.
In the opinion of Robert Service,
Stalin did not move instantly; he was waiting to see whether the Germans would
halt within the agreed area, and also the Soviet Union needed to secure the
frontier in the Soviet–Japanese Border Wars. On September 17 the Red Army invaded Poland,
violating the 1932 Soviet–Polish Non-Aggression Pact, and occupied the Polish
territory assigned to it by the Molotov–Ribbentrop Pact. This was followed by
co-ordination with German forces in Poland. Polish troops already fighting much
stronger German forces on its western side desperately tried to delay the
capture of Warsaw. Consequently, Polish forces were not able to mount
significant resistance against the Soviets. On September 21, the Soviets and
Germans signed a formal agreement coordinating military movements in Poland,
including the "purging" of saboteurs. Joint German–Soviet parades
were held in Lvov and Brest-Litovsk, while the countries' military commanders
met in the latter location. Stalin had decided in August that he was going to
liquidate the Polish state, and a German–Soviet meeting in September addressed
the future structure of the "Polish region". Soviet authorities
immediately started a campaign of Sovietization of the newly acquired areas.
The Soviets organized staged elections, the result of which was to become a
legitimization of the Soviet annexation of eastern Poland.
Modifying the Secret Protocols:
Eleven days after the Soviet
invasion of the Polish Kresy, the secret protocol of the Molotov–Ribbentrop
Pact was modified by the German–Soviet Treaty of Friendship, Cooperation and
Demarcation, allotting Germany a larger part of Poland and transferring
Lithuania's territory (with the exception of the left bank of river Scheschupe,
the "Lithuanian Strip") from the envisioned German sphere to the
Soviets. On September 28, 1939, the Soviet Union and German Reich issued a
joint declaration in which they declared: “After the Government of the German
Reich and the Government of the USSR have, by means of the treaty signed today,
definitively settled the problems arising from the collapse of the Polish state
and have thereby created a sure foundation for a lasting peace in the region,
they mutually express their conviction that it would serve the true interest of
all peoples to put an end to the state of war existing at present between
Germany on the one side and England and France on the other. Both Governments
will therefore direct their common efforts, jointly with other friendly powers
if occasion arises, toward attaining this goal as soon as possible. Should,
however, the efforts of the two Governments remain fruitless, this would
demonstrate the fact that England and France are responsible for the
continuation of the war, whereupon, in case of the continuation of the war, the
Governments of Germany and of the USSR shall engage in mutual consultations
with regard to necessary measures.” On October 3, Friedrich Werner von der
Schulenburg, German ambassador in Moscow, informed Joachim Ribbentrop that the
Soviet government was willing to cede the city of Vilnius and its environs. On
October 8, 1939, a new Nazi–Soviet agreement was reached by an exchange of
letters between Vyacheslav Molotov and the German Ambassador. The Baltic States
of Estonia, Latvia, and Lithuania were given no choice but to sign a so-called
Pact of defence and mutual assistance which permitted the Soviet Union to
station troops in them.
The Soviet war with Finland
and the Katyn Massacre:
After the Baltic states were
forced to accept treaties, Stalin turned his sights on Finland, confident that
Finnish capitulation could be attained without great effort. The Soviets
demanded territories on the Karelian Isthmus, the islands of the Gulf of
Finland and a military base near the Finnish capital Helsinki, which Finland
rejected. The Soviets staged the shelling of Mainila and used it as a pretext
to withdraw from the non-aggression pact. The Red Army attacked in November
1939. Simultaneously, Stalin set up a puppet government in the Finnish
Democratic Republic. The leader of the Leningrad Military District Andrei Zhdanov
commissioned a celebratory piece from Dmitri Shostakovich, entitled "Suite
on Finnish Themes" to be performed as the marching bands of the Red Army
would be parading through Helsinki. After Finnish defenses surprisingly held
out for over three months while inflicting stiff losses on Soviet forces under
the command of Semyon Timoshenko, the Soviets settled for an interim peace.
Finland ceded southeastern areas of Karelia (10% of Finnish territory), which resulted in approximately 422,000 Karelians
(12% of Finland's population) losing their homes. Soviet official casualty
counts in the war exceeded 200,000, although Soviet Premier Nikita Khrushchev
later claimed the casualties may have been one million. At around this time,
after several Gestapo–NKVD Conferences, Soviet NKVD officers also conducted
lengthy interrogations of 300,000 Polish POWs in camps that were, in effect, a
selection process to determine who would be killed. On March 5, 1940, in what would
later be known as the Katyn massacre, where 22,000 military and intellectuals
were executed they were labeled "nationalists and
counterrevolutionaries", kept at camps and prisons in western Ukraine and
Belarus.
The Soviet Union Occupies the
Baltic Republics and part of Romania:
In mid-June 1940, while
international attention focused on the German invasion of France, Soviet NKVD
troops raided border posts in Lithuania, Estonia and Latvia. State
administrations were liquidated and replaced by Soviet cadres, who deported or
killed 34,250 Latvians, 75,000 Lithuanians and almost 60,000 Estonians. Elections
took place with single pro-Soviet candidates listed for many positions, with
resulting peoples assemblies immediately requesting admission into the USSR,
which the Soviet Union granted. (The USSR annexed the whole of Lithuania,
including the Scheschupe area, which had been earmarked for Germany.) Finally,
on June 26, four days after France had sued for an armistice with the Third
Reich, the Soviet Union issued an ultimatum demanding Bessarabia and,
unexpectedly, Northern Bukovina from Romania. Two days later the Romanians
acceded to the Soviet demands and the Soviets occupied the territories. The
Hertza region was initially not requested by the USSR but was later occupied by
force after the Romanians agreed to the initial Soviet demands. The subsequent
waves of deportations began in Bessarabia and Northern Bukovina.
Romania and Soviet Republics:
In the summer of 1940, fear of
the Soviet Union, in conjunction with German support for the territorial
demands of Romania's neighbors and the Romanian government's own
miscalculations, resulted in more territorial losses for Romania. Between June
28 and July 4, the Soviet Union occupied and annexed Bessarabia, Northern
Bukovina and the Hertza region of Romania. On August 30, Ribbentrop and Italian
Foreign Minister Galeazzo Ciano issued the Second Vienna Award giving Northern
Transylvania to Hungary. On September 7, Romania ceded Southern Dobruja to
Bulgaria (Axis-sponsored Treaty of Craiova). After various events in Romania,
over the next few months, it increasingly took on the aspect of a
German-occupied country. The Soviet-occupied territories were converted into
republics of the Soviet Union. During the two years following the annexation,
the Soviets arrested approximately 100,000 Polish citizens[196] and deported
between 350,000 and 1,500,000, of whom between 250,000 and 1,000,000 died,
mostly civilians. Forced re-settlements into Gulag labour camps and exile
settlements in remote areas of the Soviet Union occurred. According to Norman
Davies, almost half of them were dead by July 1940. On January 10, 1941,
Germany and the Soviet Union signed an agreement settling several ongoing
issues. Secret protocols in the new agreement modified the "Secret
Additional Protocols" of the German–Soviet Boundary and Friendship Treaty,
ceding the Lithuanian Strip to the Soviet Union in exchange for 7.5 million
dollars (31.5 million Reichsmark). The agreement formally set the border
between Germany and the Soviet Union between the Igorka river and the Baltic
Sea. It also extended trade regulation
of the 1940 German–Soviet Commercial Agreement until August 1, 1942, increased
deliveries above the levels of year one of that agreement, settled trading
rights in the Baltics and Bessarabia, calculated the compensation for German
property interests in the Baltic States now occupied by the Soviets and other
issues. It also covered the migration to Germany within two and a half months
of ethnic Germans and German citizens in Soviet-held Baltic territories, and
the migration to the Soviet Union of Baltic and "White Russian"
"nationals" in German-held territories.
Soviet–German relations during
the Pact's Operation:
The agreement stunned the world.
British journalist John Gunther, in Moscow in August 1939, recalled that
"Nothing more unbelievable could be imagined. Astonishment and skepticism
turned quickly to consternation and alarm". Before the pact's
announcement, Communists in the West denied that such a treaty would be signed.
Herbert Biberman, future member of the Hollywood Ten, denounced rumors as
"Fascist propaganda". Earl Browder, head of the Communist Party USA,
stated that "there is as much chance of agreement as of Earl Browder being
elected president of the Chamber of Commerce." In his 1940 book
"Inside Europe", Gunther wrote, however, that some knew
"communism and Fascism were more closely allied than was normally
understood"; Ernst von Weizsäcker had told Nevile Henderson on August 16
that the Soviet Union would "join in sharing in the Polish spoils".
Beginning in September 1939, the Soviet Comintern suspended all anti-Nazi and
anti-fascist propaganda, explaining that the war in Europe was a matter of
capitalist states attacking each other for imperialist purposes.[210] Western
Communists acted accordingly; while before they supported protecting collective
security, now they denounced Britain and France going to war. When anti-German
demonstrations erupted in Prague, Czechoslovakia, the Comintern ordered the
Czech Communist Party to employ all of its strength to paralyze
"chauvinist elements." Moscow soon forced the Communist Parties of
France and Great Britain to adopt an anti-war position. On September 7, Stalin
called Georgi Dimitrov, and the latter sketched a new Comintern line on the
war. The new line—which stated that the war was unjust and imperialist—was
approved by the secretariat of the Communist International on September 9.
Thus, the various western Communist parties now had to oppose the war, and to
vote against war credits. Although the French Communists had unanimously voted
in Parliament for war credits on September 2 and on September 19 declared their
"unshakeable will" to defend the country, on September 27 the
Comintern formally instructed the party to condemn the war as imperialist. By
October 1 the French Communists advocated listening to German peace proposals,
and Communist leader Maurice Thorez deserted from the French Army on October 4
and fled to Russia. Other Communists also deserted from the army. The Communist Party of Germany featured
similar attitudes. In Die Welt, a communist newspaper published in Stockholm[f]
the exiled communist leader Walter Ulbricht opposed the allies (Britain
representing "the most reactionary force in the world") and argued:
"The German government declared itself ready for friendly relations with
the Soviet Union, whereas the English–French war bloc desires a war against the
socialist Soviet Union. The Soviet people and the working people of Germany
have an interest in preventing the English war plan." Despite a warning by
the Comintern, German tensions were raised when the Soviets stated in September
that they must enter Poland to "protect" their ethnic Ukrainian and
Belarusian brethren therein from Germany; Molotov later admitted to German
officials that this excuse was necessary because the Kremlin could find no
other pretext for the Soviet invasion. During the early months of the pact's
operation, the Soviet foreign policy became critical of the Allies and more
pro-German in turn. During the fifth session of the Supreme Soviet on October
31, 1939, Molotov analysed the international situation, thus giving the
direction for Communist propaganda. According to Molotov, Germany had a
legitimate interest in regaining its position as a great power and the Allies
had started an aggressive war in order to maintain the Versailles system.
Expansion of raw materials and
military trading:
Germany and the Soviet Union
entered an intricate trade pact on February 11, 1940, that was over four times
larger than the one the two countries had signed in August 1939. The trade pact
helped Germany to surmount a British blockade of Germany. In the first year, Germany received one
million tons of cereals, half a million tons of wheat, 900,000 tons of oil,
100,000 tons of cotton, 500,000 tons of phosphates and considerable amounts of
other vital raw materials, along with the transit of one million tons of
soybeans from Manchuria. These and other supplies were being transported
through Soviet and occupied Polish territories. The Soviets were to receive a
naval cruiser, the plans to the battleship Bismarck, heavy naval guns, other
naval gear and thirty of Germany's latest warplanes, including the Bf 109 and
Bf 110 fighters and Ju 88 bomber. The Soviets would also receive oil and
electric equipment, locomotives, turbines, generators, diesel engines, ships,
machine tools and samples of German artillery, tanks, explosives,
chemical-warfare equipment and other items. The Soviets also helped Germany to
avoid British naval blockades by providing a submarine base, Basis Nord, in the
northern Soviet Union near Murmansk. This also provided a refueling and maintenance
location, and a takeoff point for raids and attacks on shipping. In addition,
the Soviets provided Germany with access to the Northern Sea Route for both
cargo ships and raiders (though only the commerce raider Komet used the route
before the German invasion), which forced Britain to protect sea lanes in both
the Atlantic and the Pacific.
German–Soviet Axis talks:
After Germany in September 1940
entered a Tripartite Pact with Japan and Italy, Ribbentrop wrote to Stalin,
inviting Molotov to Berlin for negotiations aimed to create a 'continental
bloc' of Germany, Italy, Japan and the USSR that would oppose Britain and the
USA. Stalin sent Molotov to Berlin to negotiate the terms for the Soviet Union
to join the Axis and potentially enjoy the spoils of the pact. After
negotiations during November 1940 on where to extend the USSR's sphere of
influence, Hitler broke off talks and continued planning for the eventual
attempts to invade the Soviet Union.
Late Relations:
In an effort to demonstrate peaceful
intentions toward Germany, on April 13, 1941, the Soviets signed a neutrality
pact with Axis power Japan. While Stalin had little faith in Japan's commitment
to neutrality, he felt that the pact was important for its political symbolism,
to reinforce a public affection for Germany. Stalin felt that there was a growing split in
German circles about whether Germany should initiate a war with the Soviet
Union. Stalin did not know that Hitler
had been secretly discussing an invasion of the Soviet Union since summer 1940,
and that Hitler had ordered his military in late 1940 to prepare for war in the
east regardless of the parties' talks of a potential Soviet entry as a fourth
Axis Power.
Termination of the Pact:
Nazi Germany unilaterally
terminated the Molotov–Ribbentrop Pact at 03:15 on June 22, 1941 by launching a
massive attack on the Soviet Union in Operation Barbarossa. Stalin had ignored
several warnings that Germany was likely to invade, and ordered no
"full-scale" mobilization of forces although the mobilization was
ongoing. After the launch of the invasion, the territories gained by the Soviet
Union as a result of the Molotov–Ribbentrop Pact were lost in a matter of
weeks. Within six months, the Soviet military had suffered 4.3 million
casualties, and three million more had been captured. The lucrative export of
Soviet raw materials to Nazi Germany over the course of the Nazi–Soviet
economic relations (1934–41) continued uninterrupted until the outbreak of
hostilities. The Soviet exports in several key areas enabled Germany to
maintain its stocks of rubber and grain from the first day of the invasion
until October 1941.
Aftermath:
Discovery of the Secret Protocol:
The German original of the secret
protocols was presumably destroyed in the bombing of Germany, but in late 1943,
Ribbentrop had ordered that the most secret records of the German Foreign
Office from 1933 on, amounting to some 9,800 pages, be microfilmed. When the
various departments of the Foreign Office in Berlin were evacuated to Thuringia
at the end of the war, Karl von Loesch, a civil servant who had worked for the
chief interpreter Paul Otto Schmidt, was entrusted with these microfilm copies.
He eventually received orders to destroy the secret documents but decided to
bury the metal container with the microfilms as a personal insurance for his
future well-being. In May 1945, von Loesch approached the British Lt. Col.
Robert C. Thomson with the request to transmit a personal letter to Duncan
Sandys, Churchill's son-in-law. In the letter, von Loesch revealed that he had
knowledge of the documents' whereabouts but expected preferential treatment in
return. Colonel Thomson and his American counterpart Ralph Collins agreed to
transfer von Loesch to Marburg in the American zone if he would produce the
microfilms. The microfilms contained a copy of the Non-Aggression Treaty as
well as the Secret Protocol. Both documents were discovered as part of the
microfilmed records in August 1945 by the State Department employee Wendell B.
Blancke, head of a special unit called "Exploitation German Archives"
(EGA). News of the secret protocols first appeared during the Nuremberg
trials. Alfred Seidl, the attorney for defendant Hans Frank, was able to place
into evidence an affidavit describing them. This was written from memory by
Nazi Foreign Office lawyer Friedrich Gaus, who wrote the Treaty and was present
at its signing in Moscow. Later, Seidl obtained the German-language text of the
secret protocols from an anonymous Allied source, then attempted to place them
into evidence while questioning witness Ernst von Weizsäcker, former Foreign
Office State Secretary. The Allied prosecutors objected and the texts weren't
accepted into evidence, but Weizsäcker was permitted to describe them from
memory, corroborating the Gaus affidavit. Finally, at the request of a St.
Louis Post-Dispatch reporter, American deputy prosecutor Thomas J. Dodd
acquired a copy of the secret protocols from Seidl and had it translated into
English. They were first published on May 22, 1946, in a front-page story in
that newspaper. Later, in Britain, they were published by the Manchester
Guardian. The protocols gained
wider media attention when they were included in an official State Department
collection, Nazi–Soviet Relations 1939–1941, edited by Raymond J. Sontag and
James S. Beddie and published on January 21, 1948. The decision to publish the
key documents on German–Soviet relations, including the treaty and protocol,
had been taken already in spring 1947. Sontag and Beddie prepared the
collection throughout the summer of 1947. In November 1947, President Truman
personally approved the publication but it was held back in view of the Foreign
Ministers Conference in London scheduled for December. Since negotiations at
that conference did not prove constructive from an American point of view, the
document edition was sent to press. The documents made headlines worldwide. State
Department officials counted it as a success: "The Soviet Government was
caught flat-footed in what was the first effective blow from our side in a
clear-cut propaganda war."
Despite publication of the
recovered copy in western media, for decades, it was the official policy of the
Soviet Union to deny the existence of the secret protocol. The secret
protocol's existence was officially denied until 1989. Vyacheslav Molotov, one
of the signatories, went to his grave categorically rejecting its existence. The
French Communist Party did not acknowledge the existence of the secret protocol
until 1968, as the party de-Stalinized. On August 23, 1986, tens of thousands
of demonstrators in 21 western cities including New York, London, Stockholm,
Toronto, Seattle, and Perth participated in Black Ribbon Day Rallies to draw
attention to the secret protocols.
Denial of the Secret Protocol:
For decades, it was the official
policy of the Soviet Union to deny the existence of the secret protocol to the
Soviet–German Pact. At the behest of Mikhail Gorbachev, Alexander Nikolaevich
Yakovlev headed a commission investigating the existence of such a protocol. In
December 1989, the commission concluded that the protocol had existed and
revealed its findings to the Congress of People's Deputies of the Soviet Union.
As a result, the Congress passed the declaration confirming the existence of
the secret protocols, condemning and denouncing them. Both successor-states of
the pact parties have declared the secret protocols to be invalid from the
moment they were signed. The Federal Republic of Germany declared this on
September 1, 1989 and the Soviet Union did the same on December 24, 1989,
following an examination of the microfilmed copy of the German originals. The
Soviet copy of the original document was declassified in 1992 and published in
a scientific journal in early 1993. In August 2009, in an article written for
the Polish newspaper Gazeta Wyborcza, Russian Prime Minister Vladimir Putin
condemned the Molotov–Ribbentrop Pact as "immoral."
Remembrance:
In 2009, the European Parliament
proclaimed August 23, the anniversary of the Molotov–Ribbentrop Pact, as a
European Day of Remembrance for Victims of Stalinism and Nazism, to be
commemorated with dignity and impartiality. In connection with the Molotov–Ribbentrop
Pact, the Organization for Security and Co-operation in Europe parliamentary
resolution condemned both communism and fascism for starting World War II and
called for a day of remembrance for victims of both Stalinism and Nazism on
August 23. In response to the resolution, the Russian lawmakers threatened the
OSCE with "harsh consequences".
During the re-ignition of Cold War tensions in 1982, the U.S. Congress
during the Reagan Administration established the Baltic Freedom Day to be
remembered every June 14 in the United States.
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